AdvisorOS Directory
Claim Profile
Unclaimed Profile
RS

Robert James Stapleton

SAWTOOTH SOLUTIONS, LLC·MINNEAPOLIS, Minnesota
Series 24, Series 65Clean record15 years registeredSAWTOOTH SOLUTIONS, LLC
3600 AMERICAN BOULEVARD WEST, MINNEAPOLIS, MN 55431CRD# 2581113Firm CRD# 175009

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert James Stapleton · MINNEAPOLIS, MN
Registration
CRD #2581113 · SAWTOOTH SOLUTIONS, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

M1 CAPITAL MANAGEMENT LLC
Sep 2011 – present
THINKORSWIM ADVISORS, INC.
Jun 2011 – Sep 2011
CHICAGO, IL
02

Registrations & Exams

FINRA examinations passed
Series 24
Series 65
Registration record
First registered · June 29, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SIMPLICITY SOLUTIONS, LLC
CRD 175009 · SEC 801-81008
AUM
$3.3B
Regulatory assets under management
Employees
130
7,118 client accounts
Services offered by SIMPLICITY SOLUTIONS, LLC
Per Form ADV
Selection of other advisers
Security ratings or pricing services
Other
View all advisors at SIMPLICITY SOLUTIONS, LLC →
Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MINNEAPOLIS?

Browse all registered financial advisors in MINNEAPOLIS, Minnesota or claim this profile if it's yours.

Browse MINNEAPOLIS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Robert James Stapleton offer?
Robert James Stapleton specializes in Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Robert James Stapleton's credentials?
Robert James Stapleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert James Stapleton located?
Robert James Stapleton is based in MINNEAPOLIS, Minnesota, working with SAWTOOTH SOLUTIONS, LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Robert James Stapleton charge for services?
Robert James Stapleton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAWTOOTH SOLUTIONS, LLC?
SAWTOOTH SOLUTIONS, LLC has approximately 130 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SAWTOOTH SOLUTIONS, LLC

Bradley Earl Pries
MINNEAPOLIS, MN

More Advisors in MINNEAPOLIS, Minnesota

Kenneth John Wessels
NEXT CENTURY GROWTH INVESTORS LLC·MINNEAPOLIS, MN
Andrew William Turner
RIVERBRIDGE PARTNERS LLC·MINNEAPOLIS, MN
CFP
Ann Marie Schmid
PJC CAPITAL PARTNERS LLC·MINNEAPOLIS, MN
Robert Pierson Rinek
PSC CAPITAL PARTNERS LLC·MINNEAPOLIS, MN
Gregory James Meyer
PJC CAPITAL PARTNERS LLC·MINNEAPOLIS, MN
Timothy Paul Parkinson
ADVISORNET FINANCIAL, INC.·MINNEAPOLIS, MN

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Minnesota
EDINA (72)PLYMOUTH (69)MINNETONKA (69)BLOOMINGTON (54)EDEN PRAIRIE (34)ST PAUL (34)ARDEN HILLS (31)SAINT PAUL (30)WAYZATA (29)MAPLE GROVE (19)
City Guides
EDINA GuidePLYMOUTH GuideMINNETONKA GuideBLOOMINGTON GuideEDEN PRAIRIE Guide
Research
Advisor Fees in MinnesotaNational Fee Analysis
Request removal of this profile