Unclaimed Profile

Nicole Ann Scanlon

ALLIANZ INVESTMENT MANAGEMENT LLC·MINNEAPOLIS, Minnesota

SIE, Series 6, Series 7, Series 99TOClean recordALLIANZ INVESTMENT MANAGEMENT LLC

5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297CRD# 4142983Firm CRD# 111925

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicole Ann Scanlon · MINNEAPOLIS, MN

Registration

CRD #4142983 · ALLIANZ INVESTMENT MANAGEMENT LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLIANZ INVESTMENT MANAGEMENT LLC

CRD 111925 · SEC 801-60167

AUM

$17.3B

Regulatory assets under management

Employees

54 client accounts

Services offered by ALLIANZ INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at ALLIANZ INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Nicole Ann Scanlon offer?

Nicole Ann Scanlon specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Nicole Ann Scanlon's credentials?

Nicole Ann Scanlon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicole Ann Scanlon located?

Nicole Ann Scanlon is based in MINNEAPOLIS, Minnesota, working with ALLIANZ INVESTMENT MANAGEMENT LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Nicole Ann Scanlon charge for services?

Nicole Ann Scanlon's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLIANZ INVESTMENT MANAGEMENT LLC?

ALLIANZ INVESTMENT MANAGEMENT LLC has approximately 77 employees and manages $17.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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