Unclaimed Profile

Michael Anthony Ricci

VECTOR WEALTH MANAGEMENT, LLC·MINNEAPOLIS, Minnesota

Series 7, Series 24, Series 63Clean record12 years registeredVECTOR WEALTH MANAGEMENT, LLC

43 MAIN STREET SE, MINNEAPOLIS, MN 55414CRD# 1961590Firm CRD# 106090

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Anthony Ricci · MINNEAPOLIS, MN

Registration

CRD #1961590 · VECTOR WEALTH MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VECTOR WEALTH MANAGEMENT, LLC

VECTOR WEALTH MANAGEMENT, LLC

Jan 2014 – Nov 2016

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · January 13, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VECTOR WEALTH MANAGEMENT, LLC

CRD 106090 · SEC 801-51685

AUM

$41M

Regulatory assets under management

Employees

115 client accounts

Services offered by VECTOR WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VECTOR WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Anthony Ricci offer?

Michael Anthony Ricci specializes in Financial Planning, Investment Management.

What are Michael Anthony Ricci's credentials?

Michael Anthony Ricci is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Anthony Ricci located?

Michael Anthony Ricci is based in MINNEAPOLIS, Minnesota, last registered with VECTOR WEALTH MANAGEMENT, LLC.

How does Michael Anthony Ricci charge for services?

Michael Anthony Ricci's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VECTOR WEALTH MANAGEMENT, LLC?

VECTOR WEALTH MANAGEMENT, LLC has approximately 11 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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