AdvisorOS Directory
Claim Profile
KC

Kathy Ann Carlson

NICOLLET INVESTMENT MANAGEMENT, INC.·MINNEAPOLIS, Minnesota
Unclaimed Profile
800 WASHINGTON AVENUE NORTH, MINNEAPOLIS, MN 55401CRD# 2599989Firm CRD# 109401
01

About

Kathy Ann Carlson is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with NICOLLET INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
NICOLLET INVESTMENT MANAGEMENT, INC.
NICOLLET INVESTMENT MANAGEMENT, INC.
AUM
$477M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at NICOLLET INVESTMENT MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2599989
Firm CRD# 109401
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in MINNEAPOLIS?

Browse all registered financial advisors in MINNEAPOLIS, Minnesota or claim this profile if it's yours.

Browse MINNEAPOLIS AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Kathy Ann Carlson offer?
Kathy Ann Carlson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Kathy Ann Carlson's credentials?
Kathy Ann Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathy Ann Carlson located?
Kathy Ann Carlson is based in MINNEAPOLIS, Minnesota, working with NICOLLET INVESTMENT MANAGEMENT, INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Kathy Ann Carlson charge for services?
Kathy Ann Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NICOLLET INVESTMENT MANAGEMENT, INC.?
NICOLLET INVESTMENT MANAGEMENT, INC. has approximately 9 employees and manages $477M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in MINNEAPOLIS
Adam Nathan Benson — SUMMIT CREEK ADVISORS, LLCJacob Paul Mercer — WHITEBOX ADVISORS LLCJuli Wilder — THRIVENT ADVISOR NETWORK, LLCLisa Drozd Tobey — DEFINED CONTRIBUTION ADVISORS INCJoseph John Docter — SUMMIT CREEK ADVISORS, LLC
Nearby cities in Minnesota
MINNETONKA (136)EDINA (122)ST PAUL (111)PLYMOUTH (97)BLOOMINGTON (93)
City Guides
MINNETONKA GuideEDINA GuideST PAUL GuidePLYMOUTH GuideBLOOMINGTON Guide
Research
Advisor Fees in MinnesotaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile