Unclaimed Profile

James Peter Tatera

MARQUETTE ASSET MANAGEMENT, LLC·MINNEAPOLIS, Minnesota

Clean record12 years registeredMARQUETTE ASSET MANAGEMENT, LLC

150 SOUTH FIFTH STREET, MINNEAPOLIS, MN 55402CRD# 4367011Firm CRD# 282482

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Peter Tatera · MINNEAPOLIS, MN

Registration

CRD #4367011 · MARQUETTE ASSET MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARQUETTE ASSET MANAGEMENT, LLC

MARQUETTE WEALTH MANAGEMENT

Jul 2017 – Jul 2022

Minneapolis, MN

FIDUCIARY COUNSELLING INC

Jan 2014 – Jan 2017

ST PAUL, MN

Registrations & Exams

Registration record

First registered · January 30, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARQUETTE ASSET MANAGEMENT, LLC

CRD 282482 · SEC 801-107122

AUM

$712M

Regulatory assets under management

Employees

584 client accounts

Services offered by MARQUETTE ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MARQUETTE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Peter Tatera offer?

James Peter Tatera specializes in Financial Planning, Investment Management, Wealth Management.

What are James Peter Tatera's credentials?

James Peter Tatera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Peter Tatera located?

James Peter Tatera is based in MINNEAPOLIS, Minnesota, last registered with MARQUETTE ASSET MANAGEMENT, LLC.

How does James Peter Tatera charge for services?

James Peter Tatera's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARQUETTE ASSET MANAGEMENT, LLC?

MARQUETTE ASSET MANAGEMENT, LLC has approximately 7 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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