Unclaimed Profile

David E Cota

NORTHLAND SECURITIES, INC.·MINNEAPOLIS, Minnesota

SIE, Series 7, Series 24, Series 53, Series 63Clean recordNORTHLAND SECURITIES, INC.

150 SOUTH 5TH STREET, MINNEAPOLIS, MN 55402CRD# 2866911Firm CRD# 40258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David E Cota · MINNEAPOLIS, MN

Registration

CRD #2866911 · NORTHLAND SECURITIES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHLAND SECURITIES, INC.

CRD 40258 · SEC 801-96329

AUM

$237M

Regulatory assets under management

Employees

826 client accounts

Services offered by NORTHLAND SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTHLAND SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does David E Cota offer?

David E Cota specializes in Financial Planning, Investment Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are David E Cota's credentials?

David E Cota is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David E Cota located?

David E Cota is based in MINNEAPOLIS, Minnesota, working with NORTHLAND SECURITIES, INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does David E Cota charge for services?

David E Cota's firm is compensated through percentage of aum, hourly charges, subscription fees, other: negotiated. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHLAND SECURITIES, INC.?

NORTHLAND SECURITIES, INC. has approximately 19 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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