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Daniel James Dugan

FINANCIAL PERSPECTIVES, INC.·MINNEAPOLIS, Minnesota
Clean recordFINANCIAL PERSPECTIVES, INC.
3300 FERNBROOK LN N, MINNEAPOLIS, MN 55447-5341CRD# 2447554Firm CRD# 135549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel James Dugan · MINNEAPOLIS, MN
Registration
CRD #2447554 · FINANCIAL PERSPECTIVES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Daniel James Dugan is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with FINANCIAL PERSPECTIVES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
FINANCIAL PERSPECTIVES, INC.
FINANCIAL PERSPECTIVES
AUM
$865M
Regulatory assets under management
Employees
13
Total firm employees
View all advisors at FINANCIAL PERSPECTIVES, INC. →
Services
Financial planning
Portfolio management (individuals)
Other
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2447554
Firm CRD# 135549
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Daniel James Dugan offer?
Daniel James Dugan specializes in Financial Planning, Investment Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Daniel James Dugan's credentials?
Daniel James Dugan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel James Dugan located?
Daniel James Dugan is based in MINNEAPOLIS, Minnesota, working with FINANCIAL PERSPECTIVES, INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Daniel James Dugan charge for services?
Daniel James Dugan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL PERSPECTIVES, INC.?
FINANCIAL PERSPECTIVES, INC. has approximately 13 employees and manages $865M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FINANCIAL PERSPECTIVES, INC.

David William Dugan
MINNEAPOLIS, MN
Nicole Lynn Wilken
MINNEAPOLIS, MN

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