Unclaimed Profile

Brian Jacob Buffie

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC·MINNEAPOLIS, Minnesota

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 66Clean record12 years registeredCLIFTONLARSONALLEN WEALTH ADVISORS, LLC

220 SOUTH 6TH STREET, MINNEAPOLIS, MN 55402-1418CRD# 5532207Firm CRD# 38357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Jacob Buffie · MINNEAPOLIS, MN

Registration

CRD #5532207 · CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

Dec 2013 – Apr 2014

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · December 19, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD 38357 · SEC 801-57242

AUM

$8.0B

Regulatory assets under management

Employees

153

19,942 client accounts

Services offered by CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CLIFTONLARSONALLEN WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Jacob Buffie offer?

Brian Jacob Buffie specializes in Financial Planning, Investment Management, Wealth Management.

What are Brian Jacob Buffie's credentials?

Brian Jacob Buffie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Jacob Buffie located?

Brian Jacob Buffie is based in MINNEAPOLIS, Minnesota, last registered with CLIFTONLARSONALLEN WEALTH ADVISORS, LLC.

How does Brian Jacob Buffie charge for services?

Brian Jacob Buffie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLIFTONLARSONALLEN WEALTH ADVISORS, LLC?

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC has approximately 153 employees and manages $8.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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