Unclaimed Profile

Andrew Scott Duff

PIPER JAFFRAY & CO.·MINNEAPOLIS, Minnesota

SIE, Series 3, Series 7, Series 8, Series 24, Series 63Clean recordPIPER JAFFRAY & CO.

800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020CRD# 719526Firm CRD# 665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Scott Duff · MINNEAPOLIS, MN

Registration

CRD #719526 · PIPER JAFFRAY & CO.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 24

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PIPER SANDLER & CO.

CRD 665 · SEC 801-108049

AUM

$1.6B

Regulatory assets under management

Employees

1,335

1 client accounts

Services offered by PIPER SANDLER & CO.

Per Form ADV

Selection of other advisers

Other

View all advisors at PIPER SANDLER & CO. →

Introduction

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Frequently Asked Questions

What services does Andrew Scott Duff offer?

Andrew Scott Duff specializes in Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Andrew Scott Duff's credentials?

Andrew Scott Duff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Scott Duff located?

Andrew Scott Duff is based in MINNEAPOLIS, Minnesota, working with PIPER JAFFRAY & CO.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Andrew Scott Duff charge for services?

Andrew Scott Duff's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PIPER JAFFRAY & CO.?

PIPER JAFFRAY & CO. has approximately 1335 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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