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Joseph Herman Uphus

TMFS MINNEAPOLIS, LLC·MAPLE GROVE, Minnesota
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9483 GARLAND LANE NORTH, MAPLE GROVE, MN 55311CRD# 5080814Firm CRD# 139069
01

About

Joseph Herman Uphus is a registered financial advisor based in MAPLE GROVE, Minnesota, affiliated with TMFS MINNEAPOLIS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
TMFS MINNEAPOLIS, LLC
THE MUTUAL FUND STORE
AUM
$208M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at TMFS MINNEAPOLIS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5080814
Firm CRD# 139069
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joseph Herman Uphus offer?
Joseph Herman Uphus specializes in Financial Planning, Investment Management. Contact their office in MAPLE GROVE, Minnesota for a consultation.
What are Joseph Herman Uphus's credentials?
Joseph Herman Uphus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Herman Uphus located?
Joseph Herman Uphus is based in MAPLE GROVE, Minnesota, working with TMFS MINNEAPOLIS, LLC. Their office serves clients in the MAPLE GROVE metropolitan area and surrounding communities.
How does Joseph Herman Uphus charge for services?
Joseph Herman Uphus's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TMFS MINNEAPOLIS, LLC?
TMFS MINNEAPOLIS, LLC has approximately 6 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MAPLE GROVE
Thomas Ralph Hokr — MHS ADVISORY SERVICES, LLCArthur Vern Pearson — TMFS MINNEAPOLIS, LLCWilliam Olson Strand — PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLCColette Marie Stotts — JRA FINANCIAL ADVISORS, INC.William Brian Wixon — WIXON FINANCIAL SERVICES CORPORATION
Nearby cities in Minnesota
MINNEAPOLIS (894)MINNETONKA (136)EDINA (122)ST PAUL (111)PLYMOUTH (97)
City Guides
MINNEAPOLIS GuideMINNETONKA GuideEDINA GuideST PAUL GuidePLYMOUTH Guide
Research
Advisor Fees in MinnesotaNational Fee Analysis
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