Unclaimed Profile

Adam Frank Colby

THE WEALTH GROUP, LTD·EDEN PRAIRIE, Minnesota

SIE, Series 7, Series 9, Series 10, Series 66Clean record11 years registeredTHE WEALTH GROUP, LTD

14850 SCENIC HEIGHTS ROAD, EDEN PRAIRIE, MN 55344CRD# 6375439Firm CRD# 311385

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Frank Colby · EDEN PRAIRIE, MN

Registration

CRD #6375439 · THE WEALTH GROUP, LTD · 11 years registered

Brand Profile

Not yet started

Career History

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Jan 2021 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 2014 – Jul 2021

EDEN PRAIRIE, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · October 30, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE WEALTH GROUP, LTD

CRD 311385 · SEC 801-120158

AUM

$460M

Regulatory assets under management

Employees

2,132 client accounts

Services offered by THE WEALTH GROUP, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE WEALTH GROUP, LTD →

Introduction

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Frequently Asked Questions

What services does Adam Frank Colby offer?

Adam Frank Colby specializes in Financial Planning, Investment Management. Contact their office in EDEN PRAIRIE, Minnesota for a consultation.

What are Adam Frank Colby's credentials?

Adam Frank Colby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Frank Colby located?

Adam Frank Colby is based in EDEN PRAIRIE, Minnesota, working with THE WEALTH GROUP, LTD. Their office serves clients in the EDEN PRAIRIE metropolitan area and surrounding communities.

How does Adam Frank Colby charge for services?

Adam Frank Colby's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE WEALTH GROUP, LTD?

THE WEALTH GROUP, LTD has approximately 11 employees and manages $460M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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