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Ann Theresa Hockman

FIRST ASSOCIATED INVESTMENT ADVISORS, INC.·DULUTH, Minnesota
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5161 MILLER TRUNK HIGHWAY, DULUTH, MN 55811-1203CRD# 2794498Firm CRD# 113086
01

About

Ann Theresa Hockman is a registered financial advisor based in DULUTH, Minnesota, affiliated with FIRST ASSOCIATED INVESTMENT ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
03

Firm Overview

Firm
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
AUM
$41M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at FIRST ASSOCIATED INVESTMENT ADVISORS, INC. →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2794498
Firm CRD# 113086
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ann Theresa Hockman offer?
Ann Theresa Hockman specializes in Investment Management, Fee-Only Advisory. Contact their office in DULUTH, Minnesota for a consultation.
What are Ann Theresa Hockman's credentials?
Ann Theresa Hockman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ann Theresa Hockman located?
Ann Theresa Hockman is based in DULUTH, Minnesota, working with FIRST ASSOCIATED INVESTMENT ADVISORS, INC.. Their office serves clients in the DULUTH metropolitan area and surrounding communities.
How does Ann Theresa Hockman charge for services?
Ann Theresa Hockman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST ASSOCIATED INVESTMENT ADVISORS, INC.?
FIRST ASSOCIATED INVESTMENT ADVISORS, INC. has approximately 3 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DULUTH
Keith David Bakke — BLUE WATER CAPITAL ADVISORS, LLCKevin Mark Wilson — BLUE WATER CAPITAL ADVISORS, LLCKevin Dale Bakke — BLUE WATER CAPITAL ADVISORS, LLCRonald Burdette Bakke — BLUE WATER CAPITAL ADVISORS, LLCCurtis Alan Teberg — FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
Nearby cities in Minnesota
MINNEAPOLIS (894)MINNETONKA (136)EDINA (122)ST PAUL (111)PLYMOUTH (97)
City Guides
MINNEAPOLIS GuideMINNETONKA GuideEDINA GuideST PAUL GuidePLYMOUTH Guide
Research
Advisor Fees in MinnesotaNational Fee Analysis
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