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Mark Joseph Cool

SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC·CLOQUET, Minnesota
Series 7, Series 63, Series 65Clean record19 years registeredSPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
105 ARCH ST, CLOQUET, MN 55720CRD# 3154345Firm CRD# 152003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Joseph Cool · CLOQUET, MN
Registration
CRD #3154345 · SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
Apr 2013 – present
AMERIPRISE FINANCIAL SERVICES, INC.
Oct 2006 – Jan 2010
CLOQUET, MN
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · October 4, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
CRD 152003 · SEC 801-119587
AUM
$225M
Regulatory assets under management
Employees
7
1,834 client accounts
Services offered by SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC →
Introduction

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05

Frequently Asked Questions

What services does Mark Joseph Cool offer?
Mark Joseph Cool specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CLOQUET, Minnesota for a consultation.
What are Mark Joseph Cool's credentials?
Mark Joseph Cool is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Joseph Cool located?
Mark Joseph Cool is based in CLOQUET, Minnesota, working with SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC. Their office serves clients in the CLOQUET metropolitan area and surrounding communities.
How does Mark Joseph Cool charge for services?
Mark Joseph Cool's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC?
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC has approximately 7 employees and manages $225M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC

Tyler Allen Kocon
CLOQUET, MN

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