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Mark Joseph Cool

SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC·CLOQUET, Minnesota
Clean recordSPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
105 ARCH ST, CLOQUET, MN 55720CRD# 3154345Firm CRD# 152003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Joseph Cool · CLOQUET, MN
Registration
CRD #3154345 · SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Mark Joseph Cool is a registered financial advisor based in CLOQUET, Minnesota, affiliated with SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
AUM
$225M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3154345
Firm CRD# 152003
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Joseph Cool offer?
Mark Joseph Cool specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CLOQUET, Minnesota for a consultation.
What are Mark Joseph Cool's credentials?
Mark Joseph Cool is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Joseph Cool located?
Mark Joseph Cool is based in CLOQUET, Minnesota, working with SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC. Their office serves clients in the CLOQUET metropolitan area and surrounding communities.
How does Mark Joseph Cool charge for services?
Mark Joseph Cool's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC?
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC has approximately 7 employees and manages $225M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC

Tyler Allen Kocon
CLOQUET, MN

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