Unclaimed Profile

Eric N. Becker

GUARDIAN WEALTH ADVISORS, LLC·BLOOMINGTON, Minnesota

SIE, Series 7, Series 7TO, Series 66Clean record7 years registeredGUARDIAN WEALTH ADVISORS, LLC

8201 NORMAN CENTER DRIVE, SUITE 420, BLOOMINGTON, MN 55437CRD# 3255593Firm CRD# 143254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric N. Becker · BLOOMINGTON, MN

Registration

CRD #3255593 · GUARDIAN WEALTH ADVISORS, LLC · 7 years registered

Brand Profile

Not yet started

Career History

GUARDIAN WEALTH ADVISORS, LLC

Feb 2023 – present

RAYMOND JAMES & ASSOCIATES, INC.

Jun 2019 – Feb 2023

EDINA, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 66

Registration record

First registered · June 26, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD 143254 · SEC 801-87183

AUM

$249M

Regulatory assets under management

Employees

658 client accounts

Services offered by GUARDIAN WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Eric N. Becker offer?

Eric N. Becker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BLOOMINGTON, Minnesota for a consultation.

What are Eric N. Becker's credentials?

Eric N. Becker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric N. Becker located?

Eric N. Becker is based in BLOOMINGTON, Minnesota, working with GUARDIAN WEALTH ADVISORS, LLC. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.

How does Eric N. Becker charge for services?

Eric N. Becker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN WEALTH ADVISORS, LLC?

GUARDIAN WEALTH ADVISORS, LLC has approximately 6 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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