Unclaimed Profile

Nicholas Ian Holmes

INTELLICENTS INVESTMENT SOLUTIONS INC·ALBERT LEA, Minnesota

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record8 years registeredINTELLICENTS INVESTMENT SOLUTIONS INC

100 NORTH BROADWAY, ALBERT LEA, MN 56007CRD# 5334025Firm CRD# 107498

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Ian Holmes · ALBERT LEA, MN

Registration

CRD #5334025 · INTELLICENTS INVESTMENT SOLUTIONS INC · 8 years registered

Brand Profile

Not yet started

Career History

INTELLICENTS INVESTMENT SOLUTIONS INC

Jul 2019 – present

MUTUAL SECURITIES, INC.

Jul 2019 – present

CETERA ADVISORS LLC

Nov 2017 – Jul 2019

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · November 28, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTELLICENTS INVESTMENT SOLUTIONS INC

CRD 107498 · SEC 801-51382

AUM

$6.0B

Regulatory assets under management

Employees

4,381 client accounts

Services offered by INTELLICENTS INVESTMENT SOLUTIONS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INTELLICENTS INVESTMENT SOLUTIONS INC →

Introduction

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Frequently Asked Questions

What services does Nicholas Ian Holmes offer?

Nicholas Ian Holmes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALBERT LEA, Minnesota for a consultation.

What are Nicholas Ian Holmes's credentials?

Nicholas Ian Holmes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Ian Holmes located?

Nicholas Ian Holmes is based in ALBERT LEA, Minnesota, working with INTELLICENTS INVESTMENT SOLUTIONS INC. Their office serves clients in the ALBERT LEA metropolitan area and surrounding communities.

How does Nicholas Ian Holmes charge for services?

Nicholas Ian Holmes's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTELLICENTS INVESTMENT SOLUTIONS INC?

INTELLICENTS INVESTMENT SOLUTIONS INC has approximately 64 employees and manages $6.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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