Unclaimed Profile

Timothy C James

HANTZ FINANCIAL SERVICES, INC.·SOUTHFIELD, Michigan

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record15 years registeredHANTZ FINANCIAL SERVICES, INC.

26200 AMERICAN DRIVE, SOUTHFIELD, MI 48034CRD# 4751106Firm CRD# 46047

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy C James · SOUTHFIELD, MI

Registration

CRD #4751106 · HANTZ FINANCIAL SERVICES, INC. · 15 years registered

Brand Profile

Not yet started

Career History

HANTZ FINANCIAL SERVICES, INC.

Feb 2011 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 2, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HANTZ FINANCIAL SERVICES, INC.

CRD 46047 · SEC 801-106859

AUM

$6.4B

Regulatory assets under management

Employees

370

112,547 client accounts

Services offered by HANTZ FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HANTZ FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Timothy C James offer?

Timothy C James specializes in Financial Planning, Investment Management. Contact their office in SOUTHFIELD, Michigan for a consultation.

What are Timothy C James's credentials?

Timothy C James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy C James located?

Timothy C James is based in SOUTHFIELD, Michigan, working with HANTZ FINANCIAL SERVICES, INC.. Their office serves clients in the SOUTHFIELD metropolitan area and surrounding communities.

How does Timothy C James charge for services?

Timothy C James's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HANTZ FINANCIAL SERVICES, INC.?

HANTZ FINANCIAL SERVICES, INC. has approximately 370 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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