Unclaimed Profile

Raymond Max Pett

CORECAP ADVISORS, INC.·SOUTHFIELD, Michigan

SIE, Series 7, Series 8, Series 24, Series 31, Series 63, Series 65, Series 99TO16 years registeredCORECAP ADVISORS, INC.

27777 FRANKLIN ROAD, SOUTHFIELD, MI 48034CRD# 2357041Firm CRD# 158819

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raymond Max Pett · SOUTHFIELD, MI

Registration

CRD #2357041 · CORECAP ADVISORS, INC. · 16 years registered

Brand Profile

Not yet started

Career History

CORECAP ADVISORS

Jul 2012 – present

LEONARD AND COMPANY

Feb 2010 – Feb 2012

TROY, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · February 3, 2010

Years registered · 16

Disclosure History

2018Customer Dispute·Settled

2017Customer Dispute·Settled

2017Regulatory·Final

2012Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CORECAP ADVISORS, LLC

CRD 158819 · SEC 801-72687

AUM

$2.5B

Regulatory assets under management

Employees

118

8,713 client accounts

Services offered by CORECAP ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CORECAP ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Raymond Max Pett offer?

Raymond Max Pett specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOUTHFIELD, Michigan for a consultation.

What are Raymond Max Pett's credentials?

Raymond Max Pett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Raymond Max Pett located?

Raymond Max Pett is based in SOUTHFIELD, Michigan, working with CORECAP ADVISORS, INC.. Their office serves clients in the SOUTHFIELD metropolitan area and surrounding communities.

How does Raymond Max Pett charge for services?

Raymond Max Pett's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORECAP ADVISORS, INC.?

CORECAP ADVISORS, INC. has approximately 118 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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