Unclaimed Profile

Kathy Jo Harkleroad

ADVANCE CAPITAL MANAGEMENT INC·SOUTHFIELD, Michigan

SIE, Series 6, Series 26, Series 63Clean recordADVANCE CAPITAL MANAGEMENT INC

ONE TOWNE SQUARE, SOUTHFIELD, MI 48076CRD# 2128508Firm CRD# 110767

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathy Jo Harkleroad · SOUTHFIELD, MI

Registration

CRD #2128508 · ADVANCE CAPITAL MANAGEMENT INC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVANCE CAPITAL MANAGEMENT INC

CRD 110767 · SEC 801-28092

AUM

$4.0B

Regulatory assets under management

Employees

14,038 client accounts

Services offered by ADVANCE CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADVANCE CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Kathy Jo Harkleroad offer?

Kathy Jo Harkleroad specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOUTHFIELD, Michigan for a consultation.

What are Kathy Jo Harkleroad's credentials?

Kathy Jo Harkleroad is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathy Jo Harkleroad located?

Kathy Jo Harkleroad is based in SOUTHFIELD, Michigan, working with ADVANCE CAPITAL MANAGEMENT INC. Their office serves clients in the SOUTHFIELD metropolitan area and surrounding communities.

How does Kathy Jo Harkleroad charge for services?

Kathy Jo Harkleroad's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANCE CAPITAL MANAGEMENT INC?

ADVANCE CAPITAL MANAGEMENT INC has approximately 55 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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