Unclaimed Profile

Ellis Nurogar Liddell

ELE ADVISORY SERVICES, INC·SOUTHFIELD, Michigan

SIE, Series 6, Series 7, Series 24, Series 28, Series 52TO, Series 63, Series 65, Series 99TO23 years registeredELE ADVISORY SERVICES, INC

18700 W. 10 MILE ROAD, SOUTHFIELD, MI 48075CRD# 1035964Firm CRD# 148228

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ellis Nurogar Liddell · SOUTHFIELD, MI

Registration

CRD #1035964 · ELE ADVISORY SERVICES, INC · 23 years registered

Brand Profile

Not yet started

Career History

ELE ADVISORY SERVICES, INC

Apr 2011 – present

GENEOS WEALTH MANAGEMENT, INC.

Jan 2011 – Jun 2011

SOUTHFIELD, MI

SECURITIES AMERICA ADVISORS, INC.

Dec 2010 – Dec 2010

SOUTHFIELD, MI

NORTH HARBOR ADVISERS

Nov 2010 – Dec 2010

MOUNT CLEMENS, MI

SECURITIES AMERICA ADVISORS, INC.

Mar 2009 – Nov 2010

LA VISTA, NE

INVESTORS CAPITAL ADVISORY

Jun 2005 – Sep 2008

SOUTHFIELD, MI

EASTERN POINT ADVISORS INC.

Jul 2003 – Aug 2005

SOUTHFIELD, MI

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Jul 2003 – Jul 2003

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 28

Series 52TO

Series 63

Series 65

Series 99TO

Registration record

First registered · July 17, 2003

Years registered · 23

Disclosure History

2010Customer Dispute·Settled

2010Employment Separation After Allegations

2009Customer Dispute·Denied

1989Employment Separation After Allegations

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ELE ADVISORY SERVICES, INC

CRD 148228 · SEC 801-117442

AUM

$100M

Regulatory assets under management

Employees

1,313 client accounts

Services offered by ELE ADVISORY SERVICES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ELE ADVISORY SERVICES, INC →

Introduction

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Frequently Asked Questions

What services does Ellis Nurogar Liddell offer?

Ellis Nurogar Liddell specializes in Financial Planning, Investment Management. Contact their office in SOUTHFIELD, Michigan for a consultation.

What are Ellis Nurogar Liddell's credentials?

Ellis Nurogar Liddell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ellis Nurogar Liddell located?

Ellis Nurogar Liddell is based in SOUTHFIELD, Michigan, working with ELE ADVISORY SERVICES, INC. Their office serves clients in the SOUTHFIELD metropolitan area and surrounding communities.

How does Ellis Nurogar Liddell charge for services?

Ellis Nurogar Liddell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELE ADVISORY SERVICES, INC?

ELE ADVISORY SERVICES, INC has approximately 11 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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