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Mark Edward Romin

LAKESHORE FINANCIAL PLANNING INC.·SAINT CLAIR SHORES, Michigan
SIE, Series 7, Series 63, Series 65, Series 66CFPClean record22 years registeredLAKESHORE FINANCIAL PLANNING INC.
23201 JEFFERSON AVE, SAINT CLAIR SHORES, MI 48080CRD# 4778614Firm CRD# 299129

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Edward Romin · SAINT CLAIR SHORES, MI
Registration
CRD #4778614 · LAKESHORE FINANCIAL PLANNING INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

LAKESHORE FINANCIAL PLANNING INC.
Nov 2018 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Feb 2013 – Dec 2018
SAINT CLAIR SHORES, MI
EDWARD JONES
Aug 2010 – Aug 2011
NORTH AURORA, IL
CITIGROUP GLOBAL MARKETS INC.
Aug 2006 – Apr 2008
BARRINGTON, IL
PRIMEVEST FINANCIAL SERVICES, INC.
Jun 2004 – Jun 2005
FULTON, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Series 66
Registration record
First registered · June 23, 2004
Years registered · 22
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAKESHORE FINANCIAL PLANNING INC.
CRD 299129 · SEC 801-114302
AUM
$354M
Regulatory assets under management
Employees
6
1,262 client accounts
Services offered by LAKESHORE FINANCIAL PLANNING INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at LAKESHORE FINANCIAL PLANNING INC. →
Introduction

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05

Frequently Asked Questions

What services does Mark Edward Romin offer?
Mark Edward Romin specializes in Investment Management, Fee-Only Advisory. Contact their office in SAINT CLAIR SHORES, Michigan for a consultation.
What are Mark Edward Romin's credentials?
Mark Edward Romin holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Mark Edward Romin located?
Mark Edward Romin is based in SAINT CLAIR SHORES, Michigan, working with LAKESHORE FINANCIAL PLANNING INC.. Their office serves clients in the SAINT CLAIR SHORES metropolitan area and surrounding communities.
How does Mark Edward Romin charge for services?
Mark Edward Romin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAKESHORE FINANCIAL PLANNING INC.?
LAKESHORE FINANCIAL PLANNING INC. has approximately 6 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LAKESHORE FINANCIAL PLANNING INC.

Jeffrey Francis Brayton
SAINT CLAIR SHORES, MI
Patricia Ann Johnson
SAINT CLAIR SHORES, MI
Richard John Davenport
SAINT CLAIR SHORES, MI

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