Unclaimed Profile

Carl John Pontello

PPS & V ASSET MANAGEMENT CONSULTANTS INC·PORTAGE, Michigan

Series 7, Series 63, Series 65Clean record15 years registeredPPS & V ASSET MANAGEMENT CONSULTANTS INC

2750 OLD CENTRE AVE, PORTAGE, MI 49024CRD# 732003Firm CRD# 110491

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl John Pontello · PORTAGE, MI

Registration

CRD #732003 · PPS & V ASSET MANAGEMENT CONSULTANTS INC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PPS & V ASSET MANAGEMENT CONSULTANTS INC

PPS & V ASSET MANAGEMENT CONSULTANTS INC

Mar 2011 – Dec 2018

PORTAGE, MI

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 3, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PPS & V ASSET MANAGEMENT CONSULTANTS INC

CRD 110491 · SEC 801-40057

AUM

$228M

Regulatory assets under management

Employees

567 client accounts

Services offered by PPS & V ASSET MANAGEMENT CONSULTANTS INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PPS & V ASSET MANAGEMENT CONSULTANTS INC →

Introduction

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Frequently Asked Questions

What services does Carl John Pontello offer?

Carl John Pontello specializes in Investment Management, Fee-Only Advisory.

What are Carl John Pontello's credentials?

Carl John Pontello is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl John Pontello located?

Carl John Pontello is based in PORTAGE, Michigan, last registered with PPS & V ASSET MANAGEMENT CONSULTANTS INC.

How does Carl John Pontello charge for services?

Carl John Pontello's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PPS & V ASSET MANAGEMENT CONSULTANTS INC?

PPS & V ASSET MANAGEMENT CONSULTANTS INC has approximately 4 employees and manages $228M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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