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Kenneth Sherman Allen

ALLEN FINANCIAL MANAGEMENT, LLC·OXFORD, Michigan
SIE, Series 7, Series 63CFPClean record15 years registeredALLEN FINANCIAL MANAGEMENT, LLC
1120 S LAPEER RD, OXFORD, MI 48371CRD# 4498334Firm CRD# 153511

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kenneth Sherman Allen · OXFORD, MI
Registration
CRD #4498334 · ALLEN FINANCIAL MANAGEMENT, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

ALLEN FINANCIAL MANAGEMENT
Nov 2010 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · November 17, 2010
Years registered · 15
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALLEN FINANCIAL MANAGEMENT, LLC
CRD 153511 · SEC 801-71278
AUM
$50M
Regulatory assets under management
Employees
1
600 client accounts
Services offered by ALLEN FINANCIAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALLEN FINANCIAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Kenneth Sherman Allen offer?
Kenneth Sherman Allen specializes in Financial Planning, Investment Management. Contact their office in OXFORD, Michigan for a consultation.
What are Kenneth Sherman Allen's credentials?
Kenneth Sherman Allen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Kenneth Sherman Allen located?
Kenneth Sherman Allen is based in OXFORD, Michigan, working with ALLEN FINANCIAL MANAGEMENT, LLC. Their office serves clients in the OXFORD metropolitan area and surrounding communities.
How does Kenneth Sherman Allen charge for services?
Kenneth Sherman Allen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLEN FINANCIAL MANAGEMENT, LLC?
ALLEN FINANCIAL MANAGEMENT, LLC has approximately 1 employees and manages $50M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Michigan
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Research
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