Unclaimed Profile

Richard William Paul

RICHARD W. PAUL & ASSOCIATES, LLC·NOVI, Michigan

Series 6, Series 7, Series 22, Series 63, Series 65CFP18 years registeredRICHARD W. PAUL & ASSOCIATES, LLC

39555 ORCHARD HILL PLACE, NOVI, MI 48375CRD# 1068741Firm CRD# 156812

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard William Paul · NOVI, MI

Registration

CRD #1068741 · RICHARD W. PAUL & ASSOCIATES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

RICHARD W. PAUL & ASSOCIATES, LLC

May 2011 – present

ALLEGIANT ASSET MANAGEMENT L.L.C.

Nov 2009 – Apr 2011

NOVI, MI

AMERICAN PORTFOLIOS ADVISORS, INC

Oct 2007 – Nov 2009

HOLBROOK, NY

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · October 17, 2007

Years registered · 18

Professional designation · CFP

Disclosure History

1994Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RICHARD W. PAUL & ASSOCIATES, LLC

CRD 156812 · SEC 801-116985

AUM

$293M

Regulatory assets under management

Employees

1,765 client accounts

Services offered by RICHARD W. PAUL & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RICHARD W. PAUL & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Richard William Paul offer?

Richard William Paul specializes in Financial Planning, Investment Management. Contact their office in NOVI, Michigan for a consultation.

What are Richard William Paul's credentials?

Richard William Paul holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard William Paul located?

Richard William Paul is based in NOVI, Michigan, working with RICHARD W. PAUL & ASSOCIATES, LLC. Their office serves clients in the NOVI metropolitan area and surrounding communities.

How does Richard William Paul charge for services?

Richard William Paul's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICHARD W. PAUL & ASSOCIATES, LLC?

RICHARD W. PAUL & ASSOCIATES, LLC has approximately 9 employees and manages $293M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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