Unclaimed Profile

Spencer James Knickerbocker

STONEBROOK PRIVATE INC.·NORTHVILLE, Michigan

SIE, Series 7, Series 66CFPClean record10 years registeredSTONEBROOK PRIVATE INC.

182 E MAIN STREET, NORTHVILLE, MI 48167CRD# 6363915Firm CRD# 325434

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Spencer James Knickerbocker · NORTHVILLE, MI

Registration

CRD #6363915 · STONEBROOK PRIVATE INC. · 10 years registered

Brand Profile

Not yet started

Career History

STONEBROOK PRIVATE LLC

Jun 2023 – present

RAYMOND JAMES & ASSOCIATES, INC.

Sep 2019 – Jul 2023

NORTHVILLE, MI

LORD, ABBETT & CO. LLC

Jul 2016 – Jul 2019

JERSEY CITY, NJ

RAYMOND JAMES & ASSOCIATES, INC.

Jun 2016 – Jul 2016

NORTHVILLE, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 30, 2016

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STONEBROOK PRIVATE INC.

CRD 325434 · SEC 801-127617

AUM

$657M

Regulatory assets under management

Employees

1,824 client accounts

Services offered by STONEBROOK PRIVATE INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STONEBROOK PRIVATE INC. →

Introduction

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Frequently Asked Questions

What services does Spencer James Knickerbocker offer?

Spencer James Knickerbocker specializes in Financial Planning, Investment Management. Contact their office in NORTHVILLE, Michigan for a consultation.

What are Spencer James Knickerbocker's credentials?

Spencer James Knickerbocker holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Spencer James Knickerbocker located?

Spencer James Knickerbocker is based in NORTHVILLE, Michigan, working with STONEBROOK PRIVATE INC.. Their office serves clients in the NORTHVILLE metropolitan area and surrounding communities.

How does Spencer James Knickerbocker charge for services?

Spencer James Knickerbocker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEBROOK PRIVATE INC.?

STONEBROOK PRIVATE INC. has approximately 6 employees and manages $657M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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