Unclaimed Profile

Regina Ann Brookens

CASCADE ASSET MANAGERS, LLC·GRAND RAPIDS, Michigan

Clean recordCASCADE ASSET MANAGERS, LLC

607 CASCADE WEST PARKWAY, GRAND RAPIDS, MI 49546-2158CRD# 5016682Firm CRD# 124438

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Regina Ann Brookens · GRAND RAPIDS, MI

Registration

CRD #5016682 · CASCADE ASSET MANAGERS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Regina Ann Brookens is a registered financial advisor based in GRAND RAPIDS, Michigan, affiliated with CASCADE ASSET MANAGERS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

CASCADE ASSET MANAGERS, LLC

CFG REGISTERED INVESTMENT ADVISORS

AUM

$97M

Regulatory assets under management

Employees

Total firm employees

View all advisors at CASCADE ASSET MANAGERS, LLC →

Services

Financial planning

Portfolio management (individuals)

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5016682

Firm CRD# 124438

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Regina Ann Brookens offer?

Regina Ann Brookens specializes in Financial Planning, Investment Management. Contact their office in GRAND RAPIDS, Michigan for a consultation.

What are Regina Ann Brookens's credentials?

Regina Ann Brookens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Regina Ann Brookens located?

Regina Ann Brookens is based in GRAND RAPIDS, Michigan, working with CASCADE ASSET MANAGERS, LLC. Their office serves clients in the GRAND RAPIDS metropolitan area and surrounding communities.

How does Regina Ann Brookens charge for services?

Regina Ann Brookens's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASCADE ASSET MANAGERS, LLC?

CASCADE ASSET MANAGERS, LLC has approximately 1 employees and manages $97M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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