Unclaimed Profile

Adam David Schwallier

SCHWALLIER WEALTH MANAGEMENT, LLC·GRAND RAPIDS, Michigan

Series 7, Series 31, Series 66Clean record23 years registeredSCHWALLIER WEALTH MANAGEMENT, LLC

607 CASCADE WEST PARKWAY SE, GRAND RAPIDS, MI 49546CRD# 4431899Firm CRD# 143329

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam David Schwallier · GRAND RAPIDS, MI

Registration

CRD #4431899 · SCHWALLIER WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

SCHWALLIER WEALTH MANAGEMENT

Apr 2010 – present

MOSAIC PLANNERS AND ADVISORS

Apr 2021 – Dec 2022

GRAND RAPIDS, MI

STEELE CAPITAL MANAGEMENT, INC.

Dec 2016 – Aug 2017

Grand Rapids, MI

MORGAN STANLEY

Dec 2002 – Aug 2005

GRAND RAPIDS, MI

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · December 10, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SCHWALLIER WEALTH MANAGEMENT, LLC

CRD 143329 · SEC 801-122547

AUM

$144M

Regulatory assets under management

Employees

727 client accounts

Services offered by SCHWALLIER WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SCHWALLIER WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Adam David Schwallier offer?

Adam David Schwallier specializes in Financial Planning, Investment Management. Contact their office in GRAND RAPIDS, Michigan for a consultation.

What are Adam David Schwallier's credentials?

Adam David Schwallier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam David Schwallier located?

Adam David Schwallier is based in GRAND RAPIDS, Michigan, working with SCHWALLIER WEALTH MANAGEMENT, LLC. Their office serves clients in the GRAND RAPIDS metropolitan area and surrounding communities.

How does Adam David Schwallier charge for services?

Adam David Schwallier's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCHWALLIER WEALTH MANAGEMENT, LLC?

SCHWALLIER WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $144M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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