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Stephen Louis Hicks

SIENA CAPITAL MANAGEMENT, LLC·GRAND LEDGE, Michigan
Clean recordSIENA CAPITAL MANAGEMENT, LLC
11973 SWEETWATER DRIVE, GRAND LEDGE, MI 48837CRD# 5103902Firm CRD# 117646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Louis Hicks · GRAND LEDGE, MI
Registration
CRD #5103902 · SIENA CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Louis Hicks is a registered financial advisor based in GRAND LEDGE, Michigan, affiliated with SIENA CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
SIENA CAPITAL MANAGEMENT, LLC
SIENA WEALTH ADVISORS
AUM
$219M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SIENA CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5103902
Firm CRD# 117646
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Louis Hicks offer?
Stephen Louis Hicks specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GRAND LEDGE, Michigan for a consultation.
What are Stephen Louis Hicks's credentials?
Stephen Louis Hicks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Louis Hicks located?
Stephen Louis Hicks is based in GRAND LEDGE, Michigan, working with SIENA CAPITAL MANAGEMENT, LLC. Their office serves clients in the GRAND LEDGE metropolitan area and surrounding communities.
How does Stephen Louis Hicks charge for services?
Stephen Louis Hicks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIENA CAPITAL MANAGEMENT, LLC?
SIENA CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SIENA CAPITAL MANAGEMENT, LLC

Roger Lewis Millbrook
GRAND LEDGE, MI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Michigan
GRAND RAPIDS (173)BLOOMFIELD HILLS (163)SOUTHFIELD (139)ANN ARBOR (109)TROY (97)BIRMINGHAM (97)LANSING (90)DETROIT (77)TRAVERSE CITY (39)LIVONIA (37)
City Guides
GRAND RAPIDS GuideBLOOMFIELD HILLS GuideSOUTHFIELD GuideANN ARBOR GuideTROY Guide
Research
Advisor Fees in MichiganNational Fee Analysis
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