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Stephen Louis Hicks

SIENA CAPITAL MANAGEMENT, LLC·GRAND LEDGE, Michigan
Clean record16 years registeredSIENA CAPITAL MANAGEMENT, LLC
11973 SWEETWATER DRIVE, GRAND LEDGE, MI 48837CRD# 5103902Firm CRD# 117646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Louis Hicks · GRAND LEDGE, MI
Registration
CRD #5103902 · SIENA CAPITAL MANAGEMENT, LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

FOCUS PARTNERS WEALTH, LLC
Jul 2024 – present
BUCKINGHAM STRATEGIC WEALTH, LLC
Oct 2021 – Nov 2024
GRAND LEDGE, MI
SIENA WEALTH ADVISORS
May 2010 – Oct 2021
GRAND LEDGE, MI
02

Registrations & Exams

Registration record
First registered · May 27, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SIENA CAPITAL MANAGEMENT, LLC
CRD 117646 · SEC 801-107786
AUM
$219M
Regulatory assets under management
Employees
4
1,078 client accounts
Services offered by SIENA CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SIENA CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Stephen Louis Hicks offer?
Stephen Louis Hicks specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GRAND LEDGE, Michigan for a consultation.
What are Stephen Louis Hicks's credentials?
Stephen Louis Hicks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Louis Hicks located?
Stephen Louis Hicks is based in GRAND LEDGE, Michigan, working with SIENA CAPITAL MANAGEMENT, LLC. Their office serves clients in the GRAND LEDGE metropolitan area and surrounding communities.
How does Stephen Louis Hicks charge for services?
Stephen Louis Hicks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIENA CAPITAL MANAGEMENT, LLC?
SIENA CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SIENA CAPITAL MANAGEMENT, LLC

Roger Lewis Millbrook
GRAND LEDGE, MI

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Michigan
GRAND RAPIDS (112)BLOOMFIELD HILLS (94)SOUTHFIELD (89)TROY (70)ANN ARBOR (56)BIRMINGHAM (35)TRAVERSE CITY (32)HOLLAND (30)PORTAGE (30)LIVONIA (28)
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Research
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