Unclaimed Profile

Shannon Mary Peterson

MAINSTAY CAPITAL MANAGEMENT, LLC·GRAND BLANC, Michigan

Series 65Clean record16 years registeredMAINSTAY CAPITAL MANAGEMENT, LLC

10775 SOUTH SAGINAW, GRAND BLANC, MI 48439CRD# 4374510Firm CRD# 109528

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shannon Mary Peterson · GRAND BLANC, MI

Registration

CRD #4374510 · MAINSTAY CAPITAL MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MAINSTAY CAPITAL MANAGEMENT, LLC

MAINSTAY CAPITAL MANAGEMENT, LLC

Mar 2010 – Sep 2021

GRAND BLANC, MI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 4, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD 109528 · SEC 801-58099

AUM

$4.2B

Regulatory assets under management

Employees

3,465 client accounts

Services offered by MAINSTAY CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MAINSTAY CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Shannon Mary Peterson offer?

Shannon Mary Peterson specializes in Financial Planning, Investment Management.

What are Shannon Mary Peterson's credentials?

Shannon Mary Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shannon Mary Peterson located?

Shannon Mary Peterson is based in GRAND BLANC, Michigan, last registered with MAINSTAY CAPITAL MANAGEMENT, LLC.

How does Shannon Mary Peterson charge for services?

Shannon Mary Peterson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAINSTAY CAPITAL MANAGEMENT, LLC?

MAINSTAY CAPITAL MANAGEMENT, LLC has approximately 31 employees and manages $4.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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