Unclaimed Profile

James John Matuszak

HALL & ROMKEMA FINANCIAL SERVICES, L.L.C.·EAST LANSING, Michigan

SIE, Series 6, Series 7, Series 24, Series 62, Series 63, Series 65, Series 79TO, Series 99TOPFSClean record23 years registeredHALL & ROMKEMA FINANCIAL SERVICES, L.L.C.

3495 COOLIDGE, EAST LANSING, MI 48823CRD# 2048308Firm CRD# 124609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James John Matuszak · EAST LANSING, MI

Registration

CRD #2048308 · HALL & ROMKEMA FINANCIAL SERVICES, L.L.C. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HALL & ROMKEMA FINANCIAL SERVICES, L.L.C.

HALL & ROMKEMA FINANCIAL SERVICES, L.L.C.

Jan 2005 – Dec 2022

EAST LANSING, MI

NSA SECURITIES CORPORATION

Sep 2002 – Aug 2003

TRAVERSE CITY, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 62

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · September 6, 2002

Years registered · 23

Professional designation · PFS

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HALL & ROMKEMA FINANCIAL SERVICES, L.L.C.

CRD 124609 · SEC 801-69094

AUM

$51M

Regulatory assets under management

Employees

116 client accounts

Services offered by HALL & ROMKEMA FINANCIAL SERVICES, L.L.C.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HALL & ROMKEMA FINANCIAL SERVICES, L.L.C. →

Introduction

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Frequently Asked Questions

What services does James John Matuszak offer?

James John Matuszak specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are James John Matuszak's credentials?

James John Matuszak holds the following professional designations: PFS. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James John Matuszak located?

James John Matuszak is based in EAST LANSING, Michigan, last registered with HALL & ROMKEMA FINANCIAL SERVICES, L.L.C..

How does James John Matuszak charge for services?

James John Matuszak's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HALL & ROMKEMA FINANCIAL SERVICES, L.L.C.?

HALL & ROMKEMA FINANCIAL SERVICES, L.L.C. has approximately 6 employees and manages $51M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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