AdvisorOS Directory
Claim Profile
Unclaimed Profile
RI

Rocky Harold John Istvan

DANIEL KRUG & ASSOCIATES, INC.·CLARKSTON, Michigan
SIE, Series 6, Series 63, Series 65Clean record16 years registeredDANIEL KRUG & ASSOCIATES, INC.
8040 ORTONVILLE RD, CLARKSTON, MI 48348CRD# 5479035Firm CRD# 298532

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Rocky Harold John Istvan · CLARKSTON, MI
Registration
CRD #5479035 · DANIEL KRUG & ASSOCIATES, INC. · 16 years registered
Brand Profile
Not yet started
01

Career History

DANIEL KRUG & ASSOCIATES
Jan 2019 – present
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
Apr 2013 – Dec 2019
CLARKSTON, MI
SPC
May 2010 – Mar 2013
CLARKSTON, MI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Registration record
First registered · May 18, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DANIEL KRUG & ASSOCIATES, INC.
CRD 298532 · SEC 801-130573
AUM
$117M
Regulatory assets under management
Employees
6
773 client accounts
Services offered by DANIEL KRUG & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at DANIEL KRUG & ASSOCIATES, INC. →
Introduction

Speak with Rocky

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Rocky is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CLARKSTON?

Browse all registered financial advisors in CLARKSTON, Michigan or claim this profile if it's yours.

Browse CLARKSTON AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Rocky Harold John Istvan offer?
Rocky Harold John Istvan specializes in Financial Planning, Investment Management. Contact their office in CLARKSTON, Michigan for a consultation.
What are Rocky Harold John Istvan's credentials?
Rocky Harold John Istvan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rocky Harold John Istvan located?
Rocky Harold John Istvan is based in CLARKSTON, Michigan, working with DANIEL KRUG & ASSOCIATES, INC.. Their office serves clients in the CLARKSTON metropolitan area and surrounding communities.
How does Rocky Harold John Istvan charge for services?
Rocky Harold John Istvan's firm is compensated through percentage of aum, other: portion of fees charged by third-party investment adviser firms. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DANIEL KRUG & ASSOCIATES, INC.?
DANIEL KRUG & ASSOCIATES, INC. has approximately 6 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at DANIEL KRUG & ASSOCIATES, INC.

Daniel Martin Krug
CLARKSTON, MI

More Advisors in CLARKSTON, Michigan

Mark Michael Wayne
FREEDOM ONE INVESTMENT ADVISORS, INC.·CLARKSTON, MI
Carl Szasz
VERDE CAPITAL MANAGEMENT, INC.·CLARKSTON, MI
Holly Jamie Kamm
VERDE CAPITAL MANAGEMENT, INC.·CLARKSTON, MI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Michigan
GRAND RAPIDS (112)BLOOMFIELD HILLS (94)SOUTHFIELD (89)TROY (70)ANN ARBOR (56)BIRMINGHAM (35)TRAVERSE CITY (32)HOLLAND (30)PORTAGE (30)LIVONIA (28)
City Guides
GRAND RAPIDS GuideBLOOMFIELD HILLS GuideSOUTHFIELD GuideTROY GuideANN ARBOR Guide
Research
Advisor Fees in MichiganNational Fee Analysis
Request removal of this profile