Unclaimed Profile

Stephen Edward Roberts

NORTHPOINTE CAPITAL LLC·BLOOMFIELD HILLS, Michigan

Series 7, Series 16, Series 63Clean record16 years registeredNORTHPOINTE CAPITAL LLC

39400 WOODWARD, BLOOMFIELD HILLS, MI 48304CRD# 2066814Firm CRD# 109383

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Edward Roberts · BLOOMFIELD HILLS, MI

Registration

CRD #2066814 · NORTHPOINTE CAPITAL LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHPOINTE CAPITAL LLC

NORTHPOINTE CAPITAL LLC

Jan 2015 – Jan 2018

BLOOMFIELD HILLS, MI

NORTHPOINTE CAPITAL LLC

Apr 2010 – Dec 2014

TROY, MI

Registrations & Exams

FINRA examinations passed

Series 7

Series 16

Series 63

Registration record

First registered · April 6, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHPOINTE CAPITAL LLC

CRD 109383 · SEC 801-57064

AUM

$455M

Regulatory assets under management

Employees

32 client accounts

Services offered by NORTHPOINTE CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at NORTHPOINTE CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Edward Roberts offer?

Stephen Edward Roberts specializes in Investment Management, Retirement Planning, Wealth Management.

What are Stephen Edward Roberts's credentials?

Stephen Edward Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Edward Roberts located?

Stephen Edward Roberts is based in BLOOMFIELD HILLS, Michigan, last registered with NORTHPOINTE CAPITAL LLC.

How does Stephen Edward Roberts charge for services?

Stephen Edward Roberts's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHPOINTE CAPITAL LLC?

NORTHPOINTE CAPITAL LLC has approximately 11 employees and manages $455M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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