Unclaimed Profile

Gene Joseph Katz

TACTICAL ALLOCATION GROUP, LLC·BIRMINGHAM, Michigan

SIE, Series 7, Series 7TO, Series 55, Series 57TO, Series 63, Series 66, Series 79TOClean record17 years registeredTACTICAL ALLOCATION GROUP, LLC

139 S. OLD WOODWARD, BIRMINGHAM, MI 48009CRD# 2947224Firm CRD# 132451

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gene Joseph Katz · BIRMINGHAM, MI

Registration

CRD #2947224 · TACTICAL ALLOCATION GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TACTICAL ALLOCATION GROUP, LLC

CALAMOS ADVISORS LLC

Jan 2015 – Sep 2016

NAPERVILLE, IL

WELLS FARGO ADVISORS, LLC

Dec 2012 – Nov 2013

DEERFIELD, IL

TACTICAL ALLOCATION GROUP, LLC

Feb 2012 – Oct 2012

BIRMINGHAM, MI

WILLIAM BLAIR & COMPANY L.L.C.

Jan 2010 – Nov 2011

CHICAGO, IL

ROBERT W. BAIRD & CO. INCORPORATED

May 2009 – Aug 2009

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 55

Series 57TO

Series 63

Series 66

Series 79TO

Registration record

First registered · May 1, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TACTICAL ALLOCATION GROUP, LLC

CRD 132451 · SEC 801-64810

AUM

$20M

Regulatory assets under management

Employees

66 client accounts

Services offered by TACTICAL ALLOCATION GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TACTICAL ALLOCATION GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Gene Joseph Katz offer?

Gene Joseph Katz specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Gene Joseph Katz's credentials?

Gene Joseph Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gene Joseph Katz located?

Gene Joseph Katz is based in BIRMINGHAM, Michigan, last registered with TACTICAL ALLOCATION GROUP, LLC.

How does Gene Joseph Katz charge for services?

Gene Joseph Katz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TACTICAL ALLOCATION GROUP, LLC?

TACTICAL ALLOCATION GROUP, LLC has approximately 1 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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