Unclaimed Profile

Thomas John Rabaut

TFG ADVISORS, INC.·AUBURN HILLS, Michigan

Series 6, Series 7, Series 22, Series 24, Series 63CFP20 years registeredTFG ADVISORS, INC.

3121 UNIVERSITY DRIVE, AUBURN HILLS, MI 48326CRD# 1016260Firm CRD# 112123

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas John Rabaut · AUBURN HILLS, MI

Registration

CRD #1016260 · TFG ADVISORS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TFG ADVISORS, INC.

TFG ADVISORS

Mar 2006 – Dec 2017

AUBURN HILLS, MI

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · March 6, 2006

Years registered · 20

Professional designation · CFP

Disclosure History

1996Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TFG ADVISORS, INC.

CRD 112123 · SEC 801-48171

AUM

$210M

Regulatory assets under management

Employees

1,148 client accounts

Services offered by TFG ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TFG ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas John Rabaut offer?

Thomas John Rabaut specializes in Financial Planning, Investment Management.

What are Thomas John Rabaut's credentials?

Thomas John Rabaut holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas John Rabaut located?

Thomas John Rabaut is based in AUBURN HILLS, Michigan, last registered with TFG ADVISORS, INC..

How does Thomas John Rabaut charge for services?

Thomas John Rabaut's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TFG ADVISORS, INC.?

TFG ADVISORS, INC. has approximately 5 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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