Unclaimed Profile

Dana Elise Rhodes

SIGMA PLANNING CORPORATION·ANN ARBOR, Michigan

SIE, Series 6, Series 7, Series 26, Series 63, Series 66Clean record13 years registeredSIGMA PLANNING CORPORATION

300 PARKLAND PLAZA, ANN ARBOR, MI 48103CRD# 4125640Firm CRD# 110692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dana Elise Rhodes · ANN ARBOR, MI

Registration

CRD #4125640 · SIGMA PLANNING CORPORATION · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIGMA PLANNING CORPORATION

KESTRA ADVISORY SERVICES, LLC

Apr 2016 – Aug 2018

AUSTIN, TX

NFP ADVISOR SERVICES, LLC

Dec 2012 – Sep 2016

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 66

Registration record

First registered · December 11, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIGMA PLANNING CORPORATION

CRD 110692 · SEC 801-20404

AUM

$5.6B

Regulatory assets under management

Employees

470

30,541 client accounts

Services offered by SIGMA PLANNING CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SIGMA PLANNING CORPORATION →

Introduction

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Frequently Asked Questions

What services does Dana Elise Rhodes offer?

Dana Elise Rhodes specializes in Financial Planning, Investment Management, Wealth Management.

What are Dana Elise Rhodes's credentials?

Dana Elise Rhodes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dana Elise Rhodes located?

Dana Elise Rhodes is based in ANN ARBOR, Michigan, last registered with SIGMA PLANNING CORPORATION.

How does Dana Elise Rhodes charge for services?

Dana Elise Rhodes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar attendance fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGMA PLANNING CORPORATION?

SIGMA PLANNING CORPORATION has approximately 470 employees and manages $5.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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