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Benjamin Gardner Dawson

ALPHA WINDWARD LLC·WESTWOOD, Massachusetts
Series 7, Series 63Clean record27 years registeredALPHA WINDWARD LLC
200 LOWDER BROOK DRIVE, WESTWOOD, MA 02090-1178CRD# 1173024Firm CRD# 110050

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin Gardner Dawson · WESTWOOD, MA
Registration
CRD #1173024 · ALPHA WINDWARD LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

WOODSTOCK CORPORATION
Dec 2021 – present
ALPHA WINDWARD LLC
Sep 1998 – Dec 2020
WESTWOOD, MA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · September 25, 1998
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALPHA WINDWARD LLC
CRD 110050 · SEC 801-55610
AUM
$160M
Regulatory assets under management
Employees
2
141 client accounts
Services offered by ALPHA WINDWARD LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at ALPHA WINDWARD LLC →
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05

Frequently Asked Questions

What services does Benjamin Gardner Dawson offer?
Benjamin Gardner Dawson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WESTWOOD, Massachusetts for a consultation.
What are Benjamin Gardner Dawson's credentials?
Benjamin Gardner Dawson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin Gardner Dawson located?
Benjamin Gardner Dawson is based in WESTWOOD, Massachusetts, working with ALPHA WINDWARD LLC. Their office serves clients in the WESTWOOD metropolitan area and surrounding communities.
How does Benjamin Gardner Dawson charge for services?
Benjamin Gardner Dawson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPHA WINDWARD LLC?
ALPHA WINDWARD LLC has approximately 2 employees and manages $160M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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