Unclaimed Profile

Scott Joseph Babka

CAPSHIFT ADVISORS, LLC·WEST NEWTON, Massachusetts

Series 7, Series 63Clean record9 years registeredCAPSHIFT ADVISORS, LLC

15 SPENCER STREET, WEST NEWTON, MA 02465CRD# 4167396Firm CRD# 309860

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Joseph Babka · WEST NEWTON, MA

Registration

CRD #4167396 · CAPSHIFT ADVISORS, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPSHIFT ADVISORS, LLC

NORTHERN CROSS, LLC

Mar 2017 – Dec 2018

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 6, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPSHIFT ADVISORS, LLC

CRD 309860 · SEC 801-119451

AUM

$363M

Regulatory assets under management

Employees

115 client accounts

Services offered by CAPSHIFT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CAPSHIFT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Joseph Babka offer?

Scott Joseph Babka specializes in Investment Management, Retirement Planning, Wealth Management.

What are Scott Joseph Babka's credentials?

Scott Joseph Babka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Joseph Babka located?

Scott Joseph Babka is based in WEST NEWTON, Massachusetts, last registered with CAPSHIFT ADVISORS, LLC.

How does Scott Joseph Babka charge for services?

Scott Joseph Babka's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPSHIFT ADVISORS, LLC?

CAPSHIFT ADVISORS, LLC has approximately 15 employees and manages $363M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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