AdvisorOS Directory
Claim Profile
Unclaimed Profile
CS

Catherine Anne Smith

NOBSCOT INVESTMENT MANAGEMENT LLC·WELLESLEY, Massachusetts
Clean recordNOBSCOT INVESTMENT MANAGEMENT LLC
572 WASHINGTON STREET, WELLESLEY, MA 02482CRD# 4327812Firm CRD# 283289

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Anne Smith · WELLESLEY, MA
Registration
CRD #4327812 · NOBSCOT INVESTMENT MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Catherine Anne Smith is a registered financial advisor based in WELLESLEY, Massachusetts, affiliated with NOBSCOT INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

Speak with Catherine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Catherine is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
NOBSCOT INVESTMENT MANAGEMENT LLC
NOBSCOT INVESTMENT MANAGEMENT LLC
AUM
$130M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at NOBSCOT INVESTMENT MANAGEMENT LLC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4327812
Firm CRD# 283289
View on FINRA BrokerCheck →

Looking for a financial advisor in WELLESLEY?

Browse all registered financial advisors in WELLESLEY, Massachusetts or claim this profile if it's yours.

Browse WELLESLEY AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Catherine Anne Smith offer?
Catherine Anne Smith specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WELLESLEY, Massachusetts for a consultation.
What are Catherine Anne Smith's credentials?
Catherine Anne Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Anne Smith located?
Catherine Anne Smith is based in WELLESLEY, Massachusetts, working with NOBSCOT INVESTMENT MANAGEMENT LLC. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.
How does Catherine Anne Smith charge for services?
Catherine Anne Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NOBSCOT INVESTMENT MANAGEMENT LLC?
NOBSCOT INVESTMENT MANAGEMENT LLC has approximately 1 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in WELLESLEY, Massachusetts

Mark Henry Fiskio
EMPIRICAL ASSET MANAGEMENT, LLC·WELLESLEY, MA
Faith Rosenfeld
BEACON ENERGY INVESTORS II, L.P.·WELLESLEY, MA
Dana L Niles
AMPERSAND MANAGEMENT LLC·WELLESLEY, MA
Jane Virginia King
FAIRFIELD FINANCIAL ADVISORS LTD·WELLESLEY, MA
J. David Jacobs
AMPERSAND MANAGEMENT LLC·WELLESLEY, MA
Neil Lawrence Goldberg
GW & WADE, LLC·WELLESLEY, MA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (4228)CAMBRIDGE (266)WALTHAM (210)NEWTON (143)NEEDHAM (97)SPRINGFIELD (80)BRAINTREE (69)WESTWOOD (54)WELLESLEY HILLS (46)LEXINGTON (42)
City Guides
BOSTON GuideCAMBRIDGE GuideWALTHAM GuideNEWTON GuideNEEDHAM Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Request removal of this profile