AdvisorOS Directory
Claim Profile
PR

Patrick Richard Romain

SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC·WELLESLEY HILLS, Massachusetts
Unclaimed Profile
96 WORCESTER STREET, WELLESLEY HILLS, MA 02481-5699CRD# 2465828Firm CRD# 109684
01

About

Patrick Richard Romain is a registered financial advisor based in WELLESLEY HILLS, Massachusetts, affiliated with SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC
SLC MANAGEMENT
AUM
$69.5B
Regulatory assets under management
Employees
220
Total firm employees
View all advisors at SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: COST, COST PLUS PERCENTAGE
Regulatory
SEC/IARD CRD# 2465828
Firm CRD# 109684
1 disclosure on file
View on FINRA BrokerCheck →

Looking for a financial advisor in WELLESLEY HILLS?

Browse all registered financial advisors in WELLESLEY HILLS, Massachusetts or claim this profile if it's yours.

Browse WELLESLEY HILLS AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Patrick Richard Romain offer?
Patrick Richard Romain specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WELLESLEY HILLS, Massachusetts for a consultation.
What are Patrick Richard Romain's credentials?
Patrick Richard Romain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Patrick Richard Romain located?
Patrick Richard Romain is based in WELLESLEY HILLS, Massachusetts, working with SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC. Their office serves clients in the WELLESLEY HILLS metropolitan area and surrounding communities.
How does Patrick Richard Romain charge for services?
Patrick Richard Romain's firm is compensated through percentage of aum, hourly charges, subscription fees, other: cost, cost plus percentage. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC?
SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC has approximately 220 employees and manages $69.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in WELLESLEY HILLS
Thomas Joseph Cahill — WALNUT STREET MANAGERS, LLCKevin Francis Littlejohn — KAMYLON CAPITAL LLCCharles Thomas Lelon — KAMYLON CAPITAL LLCRichard Anthony Spencer — KAMYLON CAPITAL LLCAmy Susan Marjani — SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC
Nearby cities in Massachusetts
BOSTON (4228)CAMBRIDGE (266)WALTHAM (210)WELLESLEY (201)NEWTON (143)
City Guides
BOSTON GuideCAMBRIDGE GuideWALTHAM GuideWELLESLEY GuideNEWTON Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile