Unclaimed Profile

Patrick Richard Romain

SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC·WELLESLEY HILLS, Massachusetts

SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC

96 WORCESTER STREET, WELLESLEY HILLS, MA 02481-5699CRD# 2465828Firm CRD# 109684

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Richard Romain · WELLESLEY HILLS, MA

Registration

CRD #2465828 · SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Patrick Richard Romain is a registered financial advisor based in WELLESLEY HILLS, Massachusetts, affiliated with SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC

SLC MANAGEMENT

AUM

$69.5B

Regulatory assets under management

Employees

220

Total firm employees

View all advisors at SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: COST, COST PLUS PERCENTAGE

Regulatory

SEC/IARD CRD# 2465828

Firm CRD# 109684

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Patrick Richard Romain offer?

Patrick Richard Romain specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WELLESLEY HILLS, Massachusetts for a consultation.

What are Patrick Richard Romain's credentials?

Patrick Richard Romain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Richard Romain located?

Patrick Richard Romain is based in WELLESLEY HILLS, Massachusetts, working with SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC. Their office serves clients in the WELLESLEY HILLS metropolitan area and surrounding communities.

How does Patrick Richard Romain charge for services?

Patrick Richard Romain's firm is compensated through percentage of aum, hourly charges, subscription fees, other: cost, cost plus percentage. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC?

SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC has approximately 220 employees and manages $69.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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