AdvisorOS Directory
Claim Profile
Unclaimed Profile
SL

Sarah E Ludden

THE CLIFFORD GROUP LLC·WAYLAND, Massachusetts
Series 7, Series 66Clean record8 years registeredTHE CLIFFORD GROUP LLC
321 COMMONWEALTH ROAD, WAYLAND, MA 01778CRD# 5128661Firm CRD# 318897

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sarah E Ludden · WAYLAND, MA
Registration
CRD #5128661 · THE CLIFFORD GROUP LLC · 8 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: THE CLIFFORD GROUP LLC
BALLENTINE PARTNERS
Sep 2017 – Nov 2019
Waltham, MA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · September 27, 2017
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE CLIFFORD GROUP LLC
CRD 318897 · SEC 801-123547
AUM
$166M
Regulatory assets under management
Employees
4
688 client accounts
Services offered by THE CLIFFORD GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE CLIFFORD GROUP LLC →
Introduction

Speak with Sarah

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sarah is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WAYLAND?

Browse all registered financial advisors in WAYLAND, Massachusetts or claim this profile if it's yours.

Browse WAYLAND AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Sarah E Ludden offer?
Sarah E Ludden specializes in Financial Planning, Investment Management, Fee-Only Advisory.
What are Sarah E Ludden's credentials?
Sarah E Ludden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sarah E Ludden located?
Sarah E Ludden is based in WAYLAND, Massachusetts, last registered with THE CLIFFORD GROUP LLC.
How does Sarah E Ludden charge for services?
Sarah E Ludden's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE CLIFFORD GROUP LLC?
THE CLIFFORD GROUP LLC has approximately 4 employees and manages $166M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at THE CLIFFORD GROUP LLC

Gregory Clifford
WAYLAND, MA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)NEWTON (37)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)
City Guides
BOSTON GuideWELLESLEY GuideWALTHAM GuideBRAINTREE GuideSPRINGFIELD Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Request removal of this profile