Unclaimed Profile

Robert Guido Battista

VESTMARK ADVISORY SOLUTIONS, INC.·WAKEFIELD, Massachusetts

SIE, Series 7, Series 31, Series 66Clean record20 years registeredVESTMARK ADVISORY SOLUTIONS, INC.

100 QUANNAPOWITT PKWY, WAKEFIELD, MA 01880CRD# 4927631Firm CRD# 221518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Guido Battista · WAKEFIELD, MA

Registration

CRD #4927631 · VESTMARK ADVISORY SOLUTIONS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

VESTMARK ADVISORY SOLUTIONS, INC.

Jul 2023 – present

JANNEY MONTGOMERY SCOTT LLC

Sep 2014 – May 2022

PHILADELPHIA, PA

JANNEY MONTGOMERY SCOTT LLC

Feb 2012 – May 2013

PHILADELPHIA, PA

CITIGROUP GLOBAL MARKETS INC.

Dec 2010 – Mar 2012

WILMINGTON, DE

LOCKWOOD ADVISORS INC

Jan 2009 – Aug 2010

MALVERN, PA

LOCKWOOD CAPITAL MANAGEMENT, INC

Mar 2008 – Apr 2010

MALVERN, PA

LOCKWOOD ADVISORS INC

Feb 2007 – Mar 2008

MALVERN, PA

MORGAN STANLEY

Sep 2005 – Feb 2007

VOORHEES, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · September 21, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VESTMARK ADVISORY SOLUTIONS, INC.

CRD 221518 · SEC 801-114077

AUM

$5.6B

Regulatory assets under management

Employees

19,491 client accounts

Services offered by VESTMARK ADVISORY SOLUTIONS, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at VESTMARK ADVISORY SOLUTIONS, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Guido Battista offer?

Robert Guido Battista specializes in Investment Management, Fee-Only Advisory. Contact their office in WAKEFIELD, Massachusetts for a consultation.

What are Robert Guido Battista's credentials?

Robert Guido Battista is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Guido Battista located?

Robert Guido Battista is based in WAKEFIELD, Massachusetts, working with VESTMARK ADVISORY SOLUTIONS, INC.. Their office serves clients in the WAKEFIELD metropolitan area and surrounding communities.

How does Robert Guido Battista charge for services?

Robert Guido Battista's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VESTMARK ADVISORY SOLUTIONS, INC.?

VESTMARK ADVISORY SOLUTIONS, INC. has approximately 27 employees and manages $5.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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