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Brian Howard Dick

DICK ADVISORY GROUP LLC·TEWKSBURY, Massachusetts
Series 65Clean record18 years registeredDICK ADVISORY GROUP LLC
461 MAIN STREET, TEWKSBURY, MA 01876CRD# 5290334Firm CRD# 333425

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Howard Dick · TEWKSBURY, MA
Registration
CRD #5290334 · DICK ADVISORY GROUP LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

THE FIDUCIARY ALLIANCE
Jul 2021 – present
DICK ADVISORY GROUP
Nov 2024 – Jan 2025
TEWKSBURY, MA
FIRST FINANCIAL ADVISORS, LLC
May 2008 – Jun 2021
TEWKSBURY, MA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · May 5, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DICK ADVISORY GROUP LLC
CRD 333425 · SEC 801-131432
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
Services offered by DICK ADVISORY GROUP LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at DICK ADVISORY GROUP LLC →
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05

Frequently Asked Questions

What services does Brian Howard Dick offer?
Brian Howard Dick specializes in Investment Management, Fee-Only Advisory. Contact their office in TEWKSBURY, Massachusetts for a consultation.
What are Brian Howard Dick's credentials?
Brian Howard Dick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Howard Dick located?
Brian Howard Dick is based in TEWKSBURY, Massachusetts, working with DICK ADVISORY GROUP LLC. Their office serves clients in the TEWKSBURY metropolitan area and surrounding communities.
How does Brian Howard Dick charge for services?
Brian Howard Dick's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DICK ADVISORY GROUP LLC?
DICK ADVISORY GROUP LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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