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Lois B Heaphy

HEAPHY INVESTMENTS, LLC·SPRINGFIELD, Massachusetts
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32 HAMPDEN STREET, SPRINGFIELD, MA 01103CRD# 5040931Firm CRD# 151849
01

About

Lois B Heaphy is a registered financial advisor based in SPRINGFIELD, Massachusetts, affiliated with HEAPHY INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
HEAPHY INVESTMENTS, LLC
HEAPHY INVESTMENTS, LLC
AUM
$48M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at HEAPHY INVESTMENTS, LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5040931
Firm CRD# 151849
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lois B Heaphy offer?
Lois B Heaphy specializes in Investment Management, Fee-Only Advisory. Contact their office in SPRINGFIELD, Massachusetts for a consultation.
What are Lois B Heaphy's credentials?
Lois B Heaphy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lois B Heaphy located?
Lois B Heaphy is based in SPRINGFIELD, Massachusetts, working with HEAPHY INVESTMENTS, LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.
How does Lois B Heaphy charge for services?
Lois B Heaphy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HEAPHY INVESTMENTS, LLC?
HEAPHY INVESTMENTS, LLC has approximately 1 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SPRINGFIELD
Edward Thomas Heaphy — HEAPHY INVESTMENTS, LLCThomas K Bauer — MML INVESTORS SERVICES, LLCWendy Ann Benson — MML INVESTORS SERVICES, LLCJames H. Degraffenreidt — MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYCathy E. Minehan — MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Nearby cities in Massachusetts
BOSTON (4228)CAMBRIDGE (266)WALTHAM (210)WELLESLEY (201)NEWTON (143)
City Guides
BOSTON GuideCAMBRIDGE GuideWALTHAM GuideWELLESLEY GuideNEWTON Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
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