Unclaimed Profile

Diana Marie Perlman

MMLISI FINANCIAL ALLIANCES, LLC·SPRINGFIELD, Massachusetts

SIE, Series 6, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63Clean recordMMLISI FINANCIAL ALLIANCES, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001CRD# 2555302Firm CRD# 119003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diana Marie Perlman · SPRINGFIELD, MA

Registration

CRD #2555302 · MMLISI FINANCIAL ALLIANCES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MMLISI FINANCIAL ALLIANCES, LLC

CRD 119003 · SEC 801-68596

Employees

Total firm employees

Services offered by MMLISI FINANCIAL ALLIANCES, LLC

Per Form ADV

Other

View all advisors at MMLISI FINANCIAL ALLIANCES, LLC →

Introduction

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Frequently Asked Questions

What services does Diana Marie Perlman offer?

Diana Marie Perlman is a registered financial advisor in SPRINGFIELD, Massachusetts. Contact their office for details on services offered.

What are Diana Marie Perlman's credentials?

Diana Marie Perlman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diana Marie Perlman located?

Diana Marie Perlman is based in SPRINGFIELD, Massachusetts, working with MMLISI FINANCIAL ALLIANCES, LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.

How does Diana Marie Perlman charge for services?

Diana Marie Perlman's firm is compensated through other: referral fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MMLISI FINANCIAL ALLIANCES, LLC?

MMLISI FINANCIAL ALLIANCES, LLC has approximately 19 employees. The firm is registered with the SEC as an investment adviser.

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