Unclaimed Profile

Walter Kendall Herlihy

BEACON FINANCIAL PLANNING, INC.·SOUTH EASTON, Massachusetts

Series 6, Series 7, Series 22, Series 63, Series 65Clean record21 years registeredBEACON FINANCIAL PLANNING, INC.

45 BRISTOL DRIVE, SOUTH EASTON, MA 02375CRD# 1190239Firm CRD# 128757

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter Kendall Herlihy · SOUTH EASTON, MA

Registration

CRD #1190239 · BEACON FINANCIAL PLANNING, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BEACON FINANCIAL PLANNING, INC.

BEACON FINANCIAL PLANNING OF CAPE COD

Apr 2015 – Dec 2020

SOUTH EASTON, MA

BEACON FINANCIAL PLANNING, INC.

Feb 2005 – Sep 2019

SOUTH EASTON, MA

BRISTOL INVESTMENT MANAGEMENT & RETIREMENT PLANNING COMPANY

Feb 2005 – Aug 2005

SO. EASTON, MA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · February 1, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BEACON FINANCIAL PLANNING, INC.

CRD 128757 · SEC 801-114217

AUM

$143M

Regulatory assets under management

Employees

642 client accounts

Services offered by BEACON FINANCIAL PLANNING, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BEACON FINANCIAL PLANNING, INC. →

Introduction

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Frequently Asked Questions

What services does Walter Kendall Herlihy offer?

Walter Kendall Herlihy specializes in Financial Planning, Investment Management.

What are Walter Kendall Herlihy's credentials?

Walter Kendall Herlihy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Walter Kendall Herlihy located?

Walter Kendall Herlihy is based in SOUTH EASTON, Massachusetts, last registered with BEACON FINANCIAL PLANNING, INC..

How does Walter Kendall Herlihy charge for services?

Walter Kendall Herlihy's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEACON FINANCIAL PLANNING, INC.?

BEACON FINANCIAL PLANNING, INC. has approximately 6 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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