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Tony Joseph Proctor

PROCTOR FINANCIAL, INC.·SHERBORN, Massachusetts
Series 6, Series 7, Series 24, Series 6321 years registeredPROCTOR FINANCIAL, INC.
18 N. MAIN STREET, SHERBORN, MA 01770CRD# 2352599Firm CRD# 122021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tony Joseph Proctor · SHERBORN, MA
Registration
CRD #2352599 · PROCTOR FINANCIAL, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

PROCTOR FINANCIAL
Oct 2004 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 63
Registration record
First registered · October 15, 2004
Years registered · 21
03

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
PROCTOR FINANCIAL, INC.
CRD 122021 · SEC 801-61596
AUM
$333M
Regulatory assets under management
Employees
10
854 client accounts
Services offered by PROCTOR FINANCIAL, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at PROCTOR FINANCIAL, INC. →
Introduction

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05

Frequently Asked Questions

What services does Tony Joseph Proctor offer?
Tony Joseph Proctor specializes in Financial Planning, Investment Management. Contact their office in SHERBORN, Massachusetts for a consultation.
What are Tony Joseph Proctor's credentials?
Tony Joseph Proctor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tony Joseph Proctor located?
Tony Joseph Proctor is based in SHERBORN, Massachusetts, working with PROCTOR FINANCIAL, INC.. Their office serves clients in the SHERBORN metropolitan area and surrounding communities.
How does Tony Joseph Proctor charge for services?
Tony Joseph Proctor's firm is compensated through percentage of aum, subscription fees, other: tuition fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROCTOR FINANCIAL, INC.?
PROCTOR FINANCIAL, INC. has approximately 10 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROCTOR FINANCIAL, INC.

Stephen Jenkins Doucette
SHERBORN, MA

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