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Thomas Joseph Higgins

BALANCED ROCK INVESTMENT ADVISORS LLC·ROSLINDALE, Massachusetts
SIE, Series 7, Series 66Clean record10 years registeredBALANCED ROCK INVESTMENT ADVISORS LLC
4238 WASHINGTON STREET, ROSLINDALE, MA 02131CRD# 6165489Firm CRD# 157424

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Higgins · ROSLINDALE, MA
Registration
CRD #6165489 · BALANCED ROCK INVESTMENT ADVISORS LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

BALANCED ROCK INVESTMENT ADVISORS
Jan 2022 – present
FINANCIAL ENGINES ADVISORS L.L.C.
Aug 2019 – Aug 2020
Boston, MA
AMERITAS INVESTMENT CORP
Aug 2016 – Sep 2018
BETHESDA, MD
SANTANDER SECURITIES
May 2016 – Jul 2016
DORCHESTER, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · May 16, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BALANCED ROCK INVESTMENT ADVISORS LLC
CRD 157424 · SEC 801-128479
AUM
$138M
Regulatory assets under management
Employees
4
674 client accounts
Services offered by BALANCED ROCK INVESTMENT ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BALANCED ROCK INVESTMENT ADVISORS LLC →
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05

Frequently Asked Questions

What services does Thomas Joseph Higgins offer?
Thomas Joseph Higgins specializes in Financial Planning, Investment Management. Contact their office in ROSLINDALE, Massachusetts for a consultation.
What are Thomas Joseph Higgins's credentials?
Thomas Joseph Higgins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Higgins located?
Thomas Joseph Higgins is based in ROSLINDALE, Massachusetts, working with BALANCED ROCK INVESTMENT ADVISORS LLC. Their office serves clients in the ROSLINDALE metropolitan area and surrounding communities.
How does Thomas Joseph Higgins charge for services?
Thomas Joseph Higgins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BALANCED ROCK INVESTMENT ADVISORS LLC?
BALANCED ROCK INVESTMENT ADVISORS LLC has approximately 4 employees and manages $138M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BALANCED ROCK INVESTMENT ADVISORS LLC

Daniel Maclay Flannery
ROSLINDALE, MA

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