Unclaimed Profile

Alan Edward Norton

BRIGHT ROCK CAPITAL MANAGEMENT LLC·ROCKLAND, Massachusetts

Series 2, Series 65Clean record12 years registeredBRIGHT ROCK CAPITAL MANAGEMENT LLC

288 UNION STREET, ROCKLAND, MA 02370CRD# 1584844Firm CRD# 152820

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Edward Norton · ROCKLAND, MA

Registration

CRD #1584844 · BRIGHT ROCK CAPITAL MANAGEMENT LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRIGHT ROCK CAPITAL MANAGEMENT LLC

REGAL INVESTMENT ADVISORS LLC

Mar 2023 – May 2026

Braintree, MA

COLD CREEK CAPITAL INC.

Aug 2022 – Dec 2022

BRAINTREE, MA

COLD CREEK CAPITAL

Apr 2014 – Dec 2019

BRAINTREE, MA

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · April 4, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRIGHT ROCK CAPITAL MANAGEMENT LLC

CRD 152820 · SEC 801-71081

AUM

$483M

Regulatory assets under management

Employees

2 client accounts

Services offered by BRIGHT ROCK CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at BRIGHT ROCK CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Alan Edward Norton offer?

Alan Edward Norton specializes in Investment Management, Fee-Only Advisory.

What are Alan Edward Norton's credentials?

Alan Edward Norton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Edward Norton located?

Alan Edward Norton is based in ROCKLAND, Massachusetts, last registered with BRIGHT ROCK CAPITAL MANAGEMENT LLC.

How does Alan Edward Norton charge for services?

Alan Edward Norton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHT ROCK CAPITAL MANAGEMENT LLC?

BRIGHT ROCK CAPITAL MANAGEMENT LLC has approximately 5 employees and manages $483M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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