Unclaimed Profile

Susan Marie Lemoine

TRUST ADVISORY GROUP LTD·READING, Massachusetts

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 53, Series 63, Series 79TO, Series 99TOCFPClean record18 years registeredTRUST ADVISORY GROUP LTD

123 HAVEN ST, READING, MA 01867CRD# 858856Firm CRD# 106926

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Marie Lemoine · READING, MA

Registration

CRD #858856 · TRUST ADVISORY GROUP LTD · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRUST ADVISORY GROUP LTD

TRUST ADVISORY GROUP LTD

Oct 2007 – Dec 2022

WOBURN, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 53

Series 63

Series 79TO

Series 99TO

Registration record

First registered · October 24, 2007

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRUST ADVISORY GROUP LTD

CRD 106926 · SEC 801-46919

AUM

$560M

Regulatory assets under management

Employees

2,056 client accounts

Services offered by TRUST ADVISORY GROUP LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRUST ADVISORY GROUP LTD →

Introduction

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Frequently Asked Questions

What services does Susan Marie Lemoine offer?

Susan Marie Lemoine specializes in Financial Planning, Investment Management, Wealth Management.

What are Susan Marie Lemoine's credentials?

Susan Marie Lemoine holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Susan Marie Lemoine located?

Susan Marie Lemoine is based in READING, Massachusetts, last registered with TRUST ADVISORY GROUP LTD.

How does Susan Marie Lemoine charge for services?

Susan Marie Lemoine's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRUST ADVISORY GROUP LTD?

TRUST ADVISORY GROUP LTD has approximately 43 employees and manages $560M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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