Unclaimed Profile

Keith Winslow Ellis

SHP WEALTH MANAGEMENT, LLC·PLYMOUTH, Massachusetts

Series 6511 years registeredSHP WEALTH MANAGEMENT, LLC

225 WATER ST, PLYMOUTH, MA 02360CRD# 6441180Firm CRD# 174697

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Winslow Ellis · PLYMOUTH, MA

Registration

CRD #6441180 · SHP WEALTH MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

SHP WEALTH MANAGEMENT, LLC

Oct 2015 – present

EQIS CAPITAL MANAGEMENT

Feb 2015 – Dec 2015

SAN RAFAEL, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 2, 2015

Years registered · 11

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SHP WEALTH MANAGEMENT, LLC

CRD 174697 · SEC 801-108679

AUM

$1.1B

Regulatory assets under management

Employees

5,758 client accounts

Services offered by SHP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SHP WEALTH MANAGEMENT, LLC →

Introduction

Speak with Keith

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Keith is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PLYMOUTH?

Browse all registered financial advisors in PLYMOUTH, Massachusetts or claim this profile if it's yours.

Browse PLYMOUTH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Keith Winslow Ellis offer?

Keith Winslow Ellis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PLYMOUTH, Massachusetts for a consultation.

What are Keith Winslow Ellis's credentials?

Keith Winslow Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Winslow Ellis located?

Keith Winslow Ellis is based in PLYMOUTH, Massachusetts, working with SHP WEALTH MANAGEMENT, LLC. Their office serves clients in the PLYMOUTH metropolitan area and surrounding communities.

How does Keith Winslow Ellis charge for services?

Keith Winslow Ellis's firm is compensated through percentage of aum, hourly charges, other: selection of other advisers fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHP WEALTH MANAGEMENT, LLC?

SHP WEALTH MANAGEMENT, LLC has approximately 49 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →