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James Franklin Phillips

RETIREMENT RESOURCES INVESTMENT CORPORATION·PEABODY, Massachusetts
SIE, Series 4, Series 5, Series 7, Series 24, Series 53, Series 63, Series 66Clean record20 years registeredRETIREMENT RESOURCES INVESTMENT CORPORATION
100 CORPORATE PLACE, PEABODY, MA 01960CRD# 858532Firm CRD# 47723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Franklin Phillips · PEABODY, MA
Registration
CRD #858532 · RETIREMENT RESOURCES INVESTMENT CORPORATION · 20 years registered
Brand Profile
Not yet started
01

Career History

RETIREMENT RESOURCES INVESTMENT CORPORATION
Oct 2005 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 5
Series 7
Series 24
Series 53
Series 63
Series 66
Registration record
First registered · October 18, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RETIREMENT RESOURCES INVESTMENT CORPORATION
CRD 47723 · SEC 801-64658
AUM
$1.7B
Regulatory assets under management
Employees
7
261 client accounts
Services offered by RETIREMENT RESOURCES INVESTMENT CORPORATION
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RETIREMENT RESOURCES INVESTMENT CORPORATION →
Introduction

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05

Frequently Asked Questions

What services does James Franklin Phillips offer?
James Franklin Phillips specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PEABODY, Massachusetts for a consultation.
What are James Franklin Phillips's credentials?
James Franklin Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Franklin Phillips located?
James Franklin Phillips is based in PEABODY, Massachusetts, working with RETIREMENT RESOURCES INVESTMENT CORPORATION. Their office serves clients in the PEABODY metropolitan area and surrounding communities.
How does James Franklin Phillips charge for services?
James Franklin Phillips's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RETIREMENT RESOURCES INVESTMENT CORPORATION?
RETIREMENT RESOURCES INVESTMENT CORPORATION has approximately 7 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RETIREMENT RESOURCES INVESTMENT CORPORATION

Patrick P Mcginn
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